In the ever-changing landscape of business, staying compliant with regulations is like navigating a maze—it’s hard to know what’s coming next. Here’s a look at some important stories that highlight trends in regulatory compliance for businesses today:
1. Communications Compliance Challenges in Financial Services
Financial firms are facing several challenges in communications compliance. These include managing company-issued devices versus bring-your-own-device policies, integrating AI effectively in compliance processes, and keeping track of new messaging platforms. A recent roundtable in New York pointed out these challenges, emphasizing the need for firms to stay proactive and adapt quickly to regulatory changes
2. FINRA’s Regulatory Focus for 2025
FINRA is focusing on some key areas in 2025, such as enforcing regulations related to
References:
- https://www.complianceweek.com
- https://www.steel-eye.com/news/communications-compliance-in-2025-and-beyond
- https://www.ey.com/en_us/insights/forensic-integrity-services/finra-2025-regulatory-outlook
- https://www.proskauer.com/blog/top-ten-litigation-and-regulatory-risks-for-private-funds-in-2025
- https://cybersecuritynews.com/compliance-management-in-2025/
- https://www.epi.org/policywatch/
- https://www.financemagnates.com/forex/vasp-mifir-shakeup-inside-may-2025s-top-compliance-moves/
- https://news.ufl.edu
